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ISSN 2096-7780 CN 10-1665/P

基于卷积嵌入与自注意力网络的天然地震与塌陷事件波形自动分类

Automatic Classification of Natural Earthquake and Collapse Event Waveforms Based on Convolutional Embedding and Self-Attention Network

  • 摘要: 天然地震(EQ)与矿区塌陷(SS)事件在区域测震台网中的波形特征较为相似,人工判别效率较低,且较依赖分析人员经验,实现两类事件的自动识别对矿区地震监测和灾害风险评估具有重要意义。本文以甘肃华亭矿区及邻区记录的天然地震和塌陷事件波形为研究对象,建立了按事件严格划分训练集和测试集的单道波形分类数据集,在统一的数据预处理、训练策略和评估标准下,对 ConvNeXt-1D 及其改进版、ResNet18-1D、VGG-1D、CRNN 和本文提出的 Transformer-1D 共六种深度学习模型进行了比较。结果表明,Transformer-1D 在道级(单条波形道)分类中取得最佳性能,准确率、宏平均 F1 和 ROC-AUC 分别达到0.9320、0.9315和0.9875;事件级(同一事件多道概率聚合)分类中,准确率和宏平均 F1 均达到0.9846,AUC达到0.9991,为六种模型中唯一同时在道级和事件级取得最优结果的模型。该模型参数量仅0.44 M,约为改进 ConvNeXt-1D 的五分之一。针对多尺度卷积嵌入、注意力池化、编码器加深等结构改进进行了进一步测试,但均未获得稳定性能提升。可解释性分析发现,传统 Grad-CAM 难以直接用于注意力架构。本文采用基于编码器输出词元的相关性分析方法,实现了判别区域的时间定位。可视化结果显示,模型主要关注震相到时及尾波衰减阶段,与天然地震和塌陷事件的波形差异具有较好的对应关系。本文提出的方法可为区域测震台网塌陷事件自动识别提供参考。

     

    Abstract: Accurate discrimination between natural earthquakes (EQ) and mining-induced collapse events (SS) remains challenging because the two event types often exhibit similar waveforms in regional seismic networks. Manual identification is time-consuming and relies heavily on analyst experience, limiting its applicability to routine seismic monitoring. In this study, waveform records from the Huating mining area and its surrounding region, Gansu Province, China, were used to construct a single-trace classification dataset, with training and testing sets strictly separated at the event level to eliminate data leakage. Six representative deep learning models, including ResNet18-1D, VGG-1D, CRNN, ConvNeXt-1D, an enhanced ConvNeXt-1D, and a convolution-attention hybrid model (Transformer-1D), were evaluated under identical preprocessing, training, and evaluation protocols. Transformer-1D achieved the best overall performance among all models. At the trace level, it reached an accuracy of 0.9320, a macro-F1 score of 0.9315, and an ROC-AUC of 0.9875. After event-level probability aggregation, the accuracy and macro-F1 score both increased to 0.9846, with an ROC-AUC of 0.9991. Despite containing only 0.44 million parameters, approximately one-fifth of those in the enhanced ConvNeXt-1D model, Transformer-1D consistently outperformed all competing architectures. Additional experiments incorporating multi-scale convolutional embedding, attention pooling, and deeper Transformer encoders did not produce consistent performance gains, suggesting that a lightweight hybrid architecture provides a better balance between model capacity and the available training data. Model interpretation further showed that the conventional Grad-CAM method was ineffective for Transformer-based architectures because global self-attention weakens the spatial correspondence required by gradient-based localization. By computing relevance scores from encoder-output 词元s, meaningful temporal localization was recovered. The resulting attention maps consistently highlighted seismic phase arrivals and coda-wave segments, in agreement with the expected physical differences between natural earthquakes and collapse events. These results demonstrate that combining convolutional feature extraction with self-attention-based temporal modeling is an effective strategy for classifying long-duration one-dimensional seismic waveforms and provides a practical solution for the automatic identification of collapse events in regional seismic monitoring networks.

     

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